Transponders for Dummies

Get the facts straight.

One of the podcasts I listen to on my morning walk is called Stuff You Should Know. Produced by the folks responsible for the How Stuff Works website, Stuff You Should Know is a pretty thorough discussion of a specific topic by two hosts, Josh and Chuck, who base their discussion on a website article and some of their own research. It’s a great way to learn new things when you’re stuck doing something mindless — like walking, driving, flying, etc. So far, I’ve learned about revenge, diamonds, Atlantis, social security numbers, air traffic control (ATC), and bullfighting. You can find its RSS feed here.

The April 24, 2012 episode of the podcast was titled “How Air Traffic Control Works.” It was based on a How Stuff Works article of the same name by Dr. Craig Freudenrich. The article was very detailed; the podcast was based on that article and several other articles on How Stuff Works.

As a pilot, I know quite a bit about air traffic control — but not everything. The article (and podcast) was mostly concerned with ATC as it relates to airliners. After all, that’s how most people interact with aviation. But I’m involved with general aviation (as opposed to airline aviation or military aviation). And, as a helicopter pilot, I don’t interact with ATC nearly as much as, say, an instrument rated pilot flying a King Air from Phoenix to Seattle.

So I was hoping that I could learn something new. And I did.

But I also heard the podcasters misinforming listeners about transponders (among a few other things). And if there’s one thing I hate, it’s when an informational article or podcast or video — or anything else — includes errors. So I thought I’d set things straight.

What Is a Transponder?

Garmin Transponder
This is the Garmin 330 Transponder I have in my helicopter.

A transponder is a part of an aircraft’s avionics. It assists air traffic control by making it easier for ATC radar to “see” an aircraft. It basically sends out a signal that says “Here I am!” ATC radar can pick up this signal, along with any additional information encoded within it, to plot the aircraft as a “blip” on the radar display and differentiate it from other aircraft.

Transponders include a feature that enables the pilot to send a specific “squawk” code. Normally, in VFR (visual flight rules) flight, an aircraft’s transponder is set to send the code 1200 — in fact, this code is used so often that many transponder models — including mine — have a VFR button the pilot can press to quickly enter that code.

IFR (instrument flight rules) flights are assigned a discreet discrete squawk code. This code is used by ATC to identify that particular aircraft. Sometimes, when operating within tower-controlled airspace, ATC will assign a discreet discrete code to a VFR flight. Or perhaps a specific code is used by signatories to a letter of agreement between ATC and pilots — for example, 0400 is used by Sharp Alpha signatories in the Phoenix class bravo airspace.

Most transponders are equipped with automatic altitude reporting features, which is known as Mode C. Indeed, Mode C transponders are required within 30 miles of a class Bravo airport — think major airports like the kinds most airlines serve — and in a bunch of other places detailed in Part 4-1-20 of the Aeronautical Information Manual (AIM), “Transponder Operation.” (This, by the way, is an excellent resource for learning more about transponders in general.) Mode C transponders interface with an aircraft’s altimeter to get the altitude of the aircraft and send that information to ATC.

Garmin 420 GPS
My Mode S transponder interfaces with my Garmin 420 GPS to show traffic when information is available. I blogged about this here.

A Mode S transponder, which is what I have on my helicopter, is also capable of two-way communication with ATC radar. In certain radar coverage areas — primarily near Class Bravo and Class Charlie airspaces — a Mode S transponder receives traffic information from ATC. This information can then be plotted on compatible GPS equipment to create a simple traffic information system (TIS).

There are some other things about transponders that are interesting, including the fact that there are special squawk codes a pilot can use in certain emergency situations. And although the transponders were turned off on the 9/11 airliners, that didn’t make them invisible; it just made it impossible for ATC to definitively identify what they were.

What the Stuff You Should Know Guys Said

There’s no transcript available for the podcast, so I had to create one for the part that irked me. It was related to when the transponder is turned on and what the transponder is/does.

At 22:55, Josh has just described how the tower controller hands off the airplane to a departure controller.

Chuck: All right, so now we’re in the air, we are enroute. And you have to, if you’re a pilot, activate your transponder, which will basically make you the little blip on the radar. Very important thing to do.

Josh: Yeah.

Chuck: That’s how they can follow you as you move across the country. Or around the world.

Josh: [laughter]

Chuck: Right?

Josh: You are covering all bases on this episode.

Chuck: Well, the little blip is going to obviously represent your plane and it’s going to have your flight number, your altitude, your airspeed, and your destination.

Josh: Uh-huh.

Chuck: And, uh, so where are we now?

Josh: It’s also how they find you if you go plummeting into the ocean or the earth.

Chuck: Sure. Is that the black box?

Josh: Uh, I think that’s probably a part of the transponder.

Chuck: Okay. Yeah.

Then they continue talking about what TRACON does.

What’s Wrong

There are a few things wrong with this.

First, a pilot usually turns on the aircraft’s transponder when he (or she, of course) powers up the rest of the avionics, including the radio. On my helicopter, in fact, the transponder turns itself on automatically when I turn on the “Master Battery” switch, which provides electrical power to the helicopter before I even start it.

Part 4-1-20 of the Aeronautical Information Manual (AIM), “Transponder Operation,” states:

3. Civil and military transponders should be turned to the “on” or normal altitude reporting position prior to moving on the airport surface to ensure the aircraft is visible to ATC surveillance systems. IN ALL CASES, WHILE IN CONTROLLED AIRSPACE EACH PILOT OPERATING AN AIRCRAFT EQUIPPED WITH AN OPERABLE ATC TRANSPONDER MAINTAINED IN ACCORDANCE WITH 14 CFR SECTION 91.413 MUST OPERATE THE TRANSPONDER, INCLUDING MODE C IF INSTALLED, ON THE APPROPRIATE CODE OR AS ASSIGNED BY ATC. IN CLASS G AIRSPACE, THE TRANSPONDER SHOULD BE OPERATING WHILE AIRBORNE UNLESS OTHERWISE REQUESTED BY ATC.

(The FAA used those caps; I didn’t. I guess they wanted to shout about it.)

So the FAA says to turn on the transponder before you move the aircraft and keep it turned on during flight. The pilot does not wait until the flight is turned over to departure control to turn it on. It’s already on. In fact, it’s one of the ways ground control can track the airliner as it taxis between the runway and the gate.

Note: I was fortunate enough to be able to visit the Phoenix TRACON and tower back March 2012. I got to see the radar screens and their blips firsthand. It’s interesting to note that there are no windows in the TRACON facility. It’s a dark room filled with computer screens. If you’ve seen the movie Pushing Tin, which was mentioned in the podcast, you’ll get the idea.

So although the podcast guys made a big deal over the fact that ground controllers are only one of two kinds of controllers that can use binoculars, the reality is that only ground controllers and tower controllers have windows to look out of. They’re the only ones close enough to the airplanes they guide to actually see them.

To say that activating the transponder “makes you the little blip on the radar” is misleading. Radar does not need a transponder to see aircraft traffic. After all, do you think fighter planes use transponders when they’re out on patrol or attack? If a transponder was required to put an aircraft on radar, there would be no need for stealth technology. Instead, radar works by bouncing radio waves off objects. It doesn’t need a transponder signal. The transponder simply makes it easier for ATC radar equipment to find targets and provides additional information to ATC.

While it’s true that a radar blip might include an airliner’s flight number, this information is not sent by the transponder. The transponder sends the discrete squawk code assigned to the airplane from its flight plan. The ATC computer equipment looks up the code in the flight plan database and provides the information from the flight plan on the blip.

Josh is partially right when he says that the blip is how they find you if you crash. The transponder helps keep the aircraft on radar. Radar tracks where you are. But there comes a point — especially in remote or mountainous terrain — when radar coverage is limited. If you are flying too low, you can literally fly “below the radar” and not be tracked. Helicopter pilots commonly fly this low — that’s why its so difficult to get flight following in certain areas. An airliner should never be that low, but if it’s having trouble, it may disappear off radar before an actual crash. So although a transponder and the resulting radar blip can help locate a downed aircraft, it doesn’t guarantee that it’ll be found. Think about Steve Fossett. His plane likely had a transponder, yet he wasn’t found for well over a year after his crash.

Chuck and Josh are completely wrong when they suggest that the black box is part of the transponder. It’s not. They’re two completely separate devices. The transponder sends live information to ATC as an aircraft moves around on the ground and in the sky. Most aircraft have them. The black box is a virtually indestructible device that records data during an aircraft’s operation and stores it in the event of a mishap. Only aircraft providing certain air transportation services have them. For example, although I have a transponder on my helicopter, I don’t have a black box.

It’s interesting to me that the guys got this so wrong when the How Stuff Works website actually has an article called “How Black Boxes Work.” Maybe they should have read it?

Other Things

In listening again to parts of the podcast — mostly to find the passage quoted above — I heard other things that weren’t quite right. That bugs me. It calls into question the rest of the podcast — the stuff I don’t already know for sure. It also calls into question other podcasts that these guys do. How factual are they?

When I’m listening to a podcast titled “Stuff You Should Know,” I expect it to be factual, not conjectural. If these guys are guessing about something, they should make it clearer that it’s a guess. To state that a pilot activates a transponder after the aircraft is enroute and handed off to departure control is an incorrect statement of fact. To say “I think” a transponder is part of the black box helps identify it as conjecture or a guess, but is there really any place for guesses in a podcast like this?

Or am I expecting too much?

Taking a Stand Against the Full Body Backscatter X-Ray

Stand up for our rights. You can make a difference.

Yesterday, when I went through security at Seattle-Tacoma Airport (SEA) for a flight to Wenatchee Pangborn Airport (EAT), I was one of four people in a five-minute period who opted for a pat-down rather than subject my body to the highly controversial full body scanner or backscatter x-ray machine.

BackscatterWikipedia image. (No, it’s not me. Sheesh.)

Because we had to wait while the TSA called screeners for each of us, we discussed why we’d made the decision. The four of us agreed that the use of backscatter x-ray technology for security screening was a violation of our privacy and constitutional rights. This “virtual strip search” is not only ineffective for revealing hazardous materials carried by determined terrorists, but it raises additional health concerns. Two of us were certain that the machine was hazardous — more on that in a moment — I’m not convinced either way.

All four of us had decided to make a stand against the use of the equipment by forcing the TSA to conduct a pat-down each time we were asked to go through the machine. This inconveniences the TSA far more than it inconveniences us. It only adds about 10 minutes to your screening time, but it forces the TSA to shuffle around staff, thus slowing down the whole security line. If enough people do this on a regular basis, the TSA will be forced to increase its staff to handle screening needs during busy times — or simply cease using the machines. After all, the normal metal detectors are still there and are used when the backscatter x-ray machines are down for maintenance. Why is it that they’re good enough at, say 5:10 to 5:30 PM one day but not good enough five minutes before or after that? It’s all bullshit, if you ask me.

One by one we were taken away for our pat-downs. Soon, it was just me and a man left chatting. He said he always gets the pat-down and is convinced that the machine is dangerous. I told him that I always ask for a private screening. This doubly inconveniences the TSA because it requires not only a private space, but two TSA screeners of the same gender: one to conduct the pat-down and another to observe — so you can’t cry foul, I suppose.

In addition, because they can’t separate you from your luggage, they must carry all your luggage and bins into the screening room with them. If you have a lot of stuff — think laptop, coat, belt, purse, briefcase, carryon bag, etc. — that could take more than one trip. You’re not allowed to touch it once you opt out so they’re forced to carry it for you to the screening room. One time, I had three of them tied up carrying my stuff around.

The man I was speaking to obviously liked the idea as much as I did and he opted for a private screening, too.

While a lot has been said about the obtrusiveness of pat-downs, having gone through it three times now, I can assure women that it isn’t a big deal. I didn’t feel violated or uncomfortable at any time. It’s just another woman wearing gloves patting you down. I’ve had seamstresses get more friendly when fitting me for a gown.

I try to make the situation more tolerable by chatting up the TSA women, teasing them gently, making sure they understand that I’m just opting for the pat-down to “get my money’s worth” out of the screening process. Occasionally, I’ll get one that admits the process isn’t effective or doesn’t make sense, but most times they’ll stop short of actually saying so. Yesterday, one of the women actually admitted that she thinks the backscatter x-ray machine is dangerous. Not only will she avoid it, but she’s told her mother not to go through it. Good to know that the TSA can’t even convince it’s own people about the safety and security of the system.

I usually mention the Israeli airport security system as an alternative method of screening. Often, they are familiar with it. Yesterday, one of the women said that they couldn’t use that system “because we’re not allowed to profile.” We both agreed that profiling should be allowed — at least to a certain extent. But rather than the kind of racial profiling Sheriff Joe uses to harass Hispanic people in the Phoenix area, airport profiling should look for signs of nervousness or other indicators that might suggest a person has something to hide. This is psychological profiling that requires extensive training and dedicated screeners. Unfortunately, members of the U.S. government would rather spend our tax dollars on sophisticated machines manufactured by their friends than useful training for TSA and other security agents.

As usual, yesterday’s pat-down was a non-event. I made my statement and was very pleased to see that I wasn’t the only one doing so. My only question is this: Why are most people acting like sheep, walking through a machine that displays nude images of them to strangers while dosing them with radiation?

The GOP and its propaganda arms (think Fox News and Rush Limbaugh) are constantly talking about government intrusion in our lives and violations of our constitutional rights, yet I don’t see any of them complaining about this complete disregard for privacy and Fourth Amendment rights. Why not?

Don’t they see that every time they introduce a measure like this, they’re subjecting us to more government intrusion and violating more of our rights?

I’m an American and I value my rights. Because of this, I arrive at the airport an extra 15 minutes early and do my part to protest the use of this ineffective, unnecessary, and possibly harmful intrusion of my privacy and violation of my rights.

If you care about your rights, you’ll do the same.

Why Are We Still Powering Down All Electronic Devices on Airliners?

There’s no real reason for it.

A Twitter/Google+ friend of mine, Chris, linked to an article on the New York Times website today, “Fliers Still Must Turn Off Devices, but It’s Not Clear Why.” His comment on Google+ pretty much echoed my sentiments:

I do all my book reading on an iPad, and it’s annoying that I can’t read during the beginning and end of a flight, likely for no legitimate reason.

This blog post takes a logical look at the practice and the regulations behind it.

What the FAA Says

In most instances, when an airline flight crew tells you to turn off portable electronic devices — usually on takeoff and landing — they make a reference to FAA regulations. But exactly what are the regulations?

Fortunately, we can read them for ourselves. Indeed, the Times article links to the actual Federal Aviation Regulations (FAR) governing portable electronic devices on aircraft, 121.306. Here it is in its entirety:

121.306 Portable electronic devices.

(a) Except as provided in paragraph (b) of this section, no person may operate, nor may any operator or pilot in command of an aircraft allow the operation of, any portable electronic device on any U.S.-registered civil aircraft operating under this part.

(b) Paragraph (a) of this section does not apply to—

(1) Portable voice recorders;

(2) Hearing aids;

(3) Heart pacemakers;

(4) Electric shavers; or

(5) Any other portable electronic device that the part 119 certificate holder has determined will not cause interference with the navigation or communication system of the aircraft on which it is to be used.

(c) The determination required by paragraph (b)(5) of this section shall be made by that part 119 certificate holder operating the particular device to be used.

So what this is saying is that you can’t operate any portable electronic device that the aircraft operator — the airline, in this case — says you can’t. (Read carefully; a is the rule and b is the loophole.) You can, however, always operate portable voice recorders, hearing aids, heart pacemakers (good thing!), and electric shavers (?).

So is the FAA saying you can’t operate an iPad (or any other electronic device) on a flight? No. It’s the airline that says you can’t.

Interference with Navigation or Communication Systems

In reading this carefully, you might assume that the airline has determined that devices such as an iPad may cause interference with navigation or communication systems. After all, that’s the only reason the FAA offers them the authority to require these devices to be powered down.

But as the Times piece points out, a 2006 study by the Radio Technical Commission for Aeronautics found no evidence that these devices can or can’t interfere. Sounds to me like someone was avoiding responsibility for making a decision.

In the meantime, many portable electronic devices, including iPads, Kindles, and smart phones have “airplane mode” settings that prevent them from sending or receiving radio signals. If this is truly the case, it should be impossible for these devices to interfere with navigation or communication systems when in airplane mode. And if all you want to do with your device is read a downloaded book or play with an app that doesn’t require Internet access, there should be no reason why you couldn’t do so.

And can someone really make the argument that an electronic device in airplane mode emits more radio interference than a pacemaker or electric shaver?

And what about the airlines that now offer wi-fi connectivity during the flight? You can’t have your device in airplane mode to take advantage of that service. Surely that says something about the possibility of radio interference: there is none. Evidently, if you’re paying the airline to use their wi-fi, it’s okay.

What’s So Special about Takeoff and Landing?

Of course, since you are allowed to use these devices during the cruise portion of the flight, that begs the question: What’s so special about takeoff and landing?

As a pilot, I can assure you that the pilot’s workload is heavier during the takeoff and landing portions of the flight. There’s more precise flying involved as well as more communication with air traffic control (ATC) and a greater need to watch out for and avoid other aircraft.

But in an airliner, the pilots are locked in the cockpit up front, with very little possibility of distractions from the plane full of seat-belted passengers behind them — even if some of them are busy reading the latest suspense thriller or playing an intense game of Angry Birds.

Are the aircraft’s electronics working harder? I don’t think so.

Are they more susceptible to interference? I can’t see how they could be.

So unless I’m wrong on any of these points, I can’t see why the airlines claim that, for safety reasons, these devices need to be powered off during takeoff and landing.

It’s a Control Issue

I have my own theory on why airlines force you to power down your devices during takeoff and landing: They don’t want their flight attendants competing with electronic devices for your attention.

By telling you to stow all this stuff, there’s less of a chance of you missing an important announcement or instruction. Theoretically, if the aircraft encountered a problem and they needed to instruct passengers on what they should do, they might find it easier to get and keep your attention if you weren’t reading an ebook or listening to your iPod or playing Angry Birds. Theoretically. But there are two arguments against this, too:

  • You can get just as absorbed in a printed book (or maybe even that damn SkyMall catalog) as you could in an ebook.
  • If something were amiss, the actual flight/landing conditions and/or other screaming/praying/seatback-jumping passengers would likely get your attention.

But let’s face it: airlines want to boss you around. They want to make sure you follow their rules. So they play the “safety” card. They tell you their policies are for your safety. And they they throw around phrases like “FAA Regulations” to make it all seem like they’re just following someone else’s rules. But as we’ve seen, they have the authority to make the rule, so it all comes back to them.

And that’s the way they like it.

How Cell Phones Fit Into This Discussion

Cell phone use is a completely different issue. In the U.S., it isn’t the FAA that prohibits cell phone use on airborne aircraft — it’s the FCC. You can find the complete rule on that in FCC regulation 22.925, which states (in part):

22.925   Prohibition on airborne operation of cellular telephones.

Cellular telephones installed in or carried aboard airplanes, balloons or any other type of aircraft must not be operated while such aircraft are airborne (not touching the ground). When any aircraft leaves the ground, all cellular telephones on board that aircraft must be turned off.

There are reasons for this, but an analysis of whether or not they’re valid is beyond the scope of this discussion.

I just want to be able to read books on my iPad from the moment I settle into my airliner seat to the moment I leave it.